Negotiating in back channels
If formal negotiations (negotiations at the table) are no longer effective, or both parties fail to break a deadlock or reach an agreement, an additional communication channel is required. These so-called ‘backchannel negotiations’ are informal, off-the-record discussions that occur alongside formal negotiations.
While these conversations are typically not part of the official process, they can influence the outcome by providing additional context, clarification, or strategic shifts that may not be openly communicated during the main discussions. However, effective backchannel negotiation requires a trustworthy relationship from both sides.
“Backchannel negotiations are incredibly effective, and history is full of examples where they have played a crucial role in resolving high-stakes conflicts,” said Navarro. “The Cuban Missile Crisis is a perfect example. While the world watched the formal negotiations between the United States and the Soviet Union, a backchannel dialogue between Bobby Kennedy and the Russian Foreign Minister led to a resolution.”
Backchannel negotiations take place while the main negotiation team focuses on the formal discussions. “It can be as simple as a private phone call between two individuals, asking: ‘How do we find a resolution to this?’” explained Navarro.
Another important rule of backchannel negotiations is ensuring that information shared in these discussions is not openly disclosed in the main negotiation but remains off the record. More importantly, understanding how to navigate these conversations effectively is key. “One common agreement reached through the backchannel often revolves around the
question: ‘How do we align our teams on this decision?’” said Navarro. This is the essence of a backchannel agreement – figuring out how to bring a decision to light without exposing the behind-the-scenes discussions that led to it.
Even though backchannel negotiations are a powerful tool, Navarro says, it is equally important to ensure that nothing said or done during formal negotiations creates unnecessary hostility. A “scorched-earth approach,” where relationships are damaged beyond repair, can harm a negotiator’s reputation and make it nearly impossible to re-enter discussions. “One principle I always emphasize is to leave negotiations in a way that makes the other party willing to engage again in the future,” says Navarro. “Even if a negotiation is tough, it should conclude in a manner that both sides can ultimately accept.”
Joe Navarro will deliver a keynote, Breaking the Deadlock: The Power of Nonverbal Communication, and chair a workshop titled Analyzing Your Negotiation Partner at this year’s Negotiation Conference on 23–24 October in Zurich.
Anna Cajot is the International Director at the Schranner Negotiation Institute, where she leads a think tank focused on high-stakes negotiations and high-performance leadership. She provides senior executives with a comprehensive support system, offering access to an exclusive network of the world’s top negotiation experts to help them navigate and lead complex negotiations with confidence and success.